Form 4 for NB NIOCORP DEVELOPMENTS LTD
Accepted 2022-03-25 00:00:00 ET · period of report 2022-03-25 · accession 0001539497-22-000698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-25 | 2022-03-25 | NB | Shah Neal S. | CFO | M - OptEx | $0.37 | +26.0K | 401.0K | +7% | +$9,620 |
| D | 2022-03-25 | 2022-03-25 | NB | Shah Neal S. | CFO | M - OptEx | $0.00 | -26.0K | 229.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-25 | M | A | 26,000 | $0.37 | 401,000 | D | — | — | (F1) Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2545 = US$1.00 as reported by the Bank of Canada on March 24, 2022. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2022-03-25 | M | D | 26,000 | $0.00 | 229,000 | D | $0.37 · — to 2022-11-09 | 26,000 Common Shares | (F1) Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2545 = US$1.00 as reported by the Bank of Canada on March 24, 2022. (F2) The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on the issuance date of November 9, 2017. |