Form 4/A for NB NIOCORP DEVELOPMENTS LTD
Accepted 2022-04-22 00:00:00 ET · period of report 2022-03-01 · accession 0001539497-22-000875 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2022-04-22 | 2022-03-01 | NB | Wightman Anna Castner | Dir | F - Tax | $0.89 | -285.0K | 176.8K | -62% | -$253.6K |
| MA | 2022-04-22 | 2022-03-01 | NB | Wightman Anna Castner | Dir | M - OptEx | $0.508 | +500.0K | 376.8K | New | +$254.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-01 | F | D | 83,186 | $0.89 | 293,620 | D | — | — | (F1) On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. (F3) Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 2 | Common | Common Shares | 2022-03-01 | F | D | 201,770 | $0.89 | 176,806 | D | — | — | (F1) On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. (F3) Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 3 | Common | Common Shares | 2022-03-01 | M | A | 300,000 | $0.6 | 378,576 | D | — | — | (F1) On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. (F2) Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 4 | Common | Common Shares | 2022-03-01 | M | A | 200,000 | $0.37 | 376,806 | D | — | — | (F1) On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. (F4) Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |