Form 4 for NB NIOCORP DEVELOPMENTS LTD
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-22 · accession 0001539497-23-002243 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-22 | 2023-12-22 | NB | Shah Neal S. | CFO | P - Purchase | — | +9,360 | 65.7K | +17% | — |
| D | 2023-12-22 | 2023-12-22 | NB | Shah Neal S. | CFO | P - Purchase | — | +9,360 | 9,360 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-12-22 | P | A | 9,360 | — | 65,670 | D | — | — | (F1) On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. |
| 2 | Derivative | Common Share Purchase Warrant (right to buy) | 2023-12-22 | P | A | 9,360 | — | 9,360 | D | $3.54 · 2023-12-22 to 2025-12-22 | 9,360 Common Shares | (F1) On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. |