Form 4 for NB NIOCORP DEVELOPMENTS LTD

Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-22 · accession 0001539497-23-002244 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-12-22	2023-12-22	NB	Kehler Dean C	Dir	P - Purchase	—	+78.0K	78.0K	New	—
D	2023-12-22	2023-12-22	NB	Kehler Dean C	Dir	P - Purchase	—	+78.0K	78.0K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2023-12-22	P	A	78,003	—	78,003	D	—	—	(F1) On December 22, 2023, the reporting person purchased 78,003 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit.
2	Derivative	Common Share Purchase Warrant (right to buy)	2023-12-22	P	A	78,003	—	78,003	D	$3.54 · 2023-12-22 to 2025-12-22	78,003 Common Shares	(F1) On December 22, 2023, the reporting person purchased 78,003 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit.