Form 4 for NB NIOCORP DEVELOPMENTS LTD
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-13 · accession 0001539497-24-002414 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-13 | 2024-11-13 | NB | Smith Mark A. | Pres, CEO, Dir | P - Purchase | — | +183.4K | 2.27M | +9% | — |
| DM | 2024-11-13 | 2024-11-13 | NB | Smith Mark A. | Pres, CEO, Dir | P - Purchase | — | +275.1K | 91.7K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-11-13 | P | A | 183,422 | — | 2,272,018 | D | — | — | (F1) Exercisable immediately on the issue date. |
| 2 | Derivative | Common Shares Purchase Warrant (right to buy) | 2024-11-13 | P | A | 183,422 | — | 183,422 | D | $1.75 · 2024-11-13 to 2026-11-13 | 183,422 Common Shares | (F2) On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit. (F1) Exercisable immediately on the issue date. |
| 3 | Derivative | Common Shares Purchase Warrant (right to buy) | 2024-11-13 | P | A | 91,711 | — | 91,711 | D | $2.07 · 2025-05-14 to 2029-11-13 | 91,711 Common Shares | (F2) On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit. (F3) Exercisable beginning six months and one day from the issue date on May 14, 2025. |