Form 4 for BDX Becton Dickinson
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-03 · accession 0001543407-21-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-07 | 2021-09-03 | BDX | Lim James C | EVP | M - OptEx | $134.73 | +14.6K | 34.4K | +74% | +$1.96M |
| D | 2021-09-07 | 2021-09-03 | BDX | Lim James C | EVP | D - Sale to Iss | $257.44 | -7,628 | 26.7K | -22% | -$1.96M |
| D | 2021-09-07 | 2021-09-03 | BDX | Lim James C | EVP | S - Sale+OE | $257.44 | -6,956 | 19.8K | -26% | -$1.79M |
| D | 2021-09-07 | 2021-09-03 | BDX | Lim James C | EVP | M - OptEx | $0.00 | -14.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | M | A | 14,584 | $134.73 | 34,352 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-03 | D | D | 7,628 | $257.44 | 26,724 | D | — | — | (F1) The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $257.35 through $257.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. |
| 3 | Common | Common Stock | 2021-09-03 | S | D | 6,956 | $257.44 | 19,768 | D | — | — | (F1) The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $257.35 through $257.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. |
| 4 | Derivative | Stock Appreciation Rights | 2021-09-03 | M | D | 14,584 | $0.00 | 0 | D | $134.73 · 2015-11-25 to 2024-11-25 | 14,584 Common Stock | (F3) The stock appreciation rights vest in four annual installments beginning November 25, 2015. |