Form 4 for BDX Becton Dickinson
Accepted 2021-11-30 00:00:00 ET · period of report 2021-11-26 · accession 0001543407-21-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-30 | 2021-11-26 | BDX | Polen Thomas E Jr | EVP | A - Grant | $0.00 | +13.4K | 20.2K | +195% | $0 |
| D | 2021-11-30 | 2021-11-26 | BDX | Polen Thomas E Jr | EVP | F - Tax | $0.00 | -1,913 | 18.3K | -9% | $0 |
| D | 2021-11-30 | 2021-11-26 | BDX | Polen Thomas E Jr | EVP | A - Grant | $0.00 | +75.6K | 75.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | A | A | 10,583 | $0.00 | 28,878 | D | — | — | (F3) Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. |
| 2 | Common | Common Stock | 2021-11-26 | A | A | 2,786 | $0.00 | 20,208 | D | — | — | (F1) Represents shares vesting under performance units granted on November 26, 2018. |
| 3 | Common | Common Stock | 2021-11-26 | F | D | 1,913 | $0.00 | 18,295 | D | — | — | (F2) Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. |
| 4 | Derivative | Stock Appreciation Rights | 2021-11-26 | A | A | 75,632 | $0.00 | 75,632 | D | $245.09 · 2022-11-26 to 2031-11-26 | 75,632 Common Stock | (F4) The stock appreciation rights vest in four annual installments beginning November 26, 2022. |