Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-05 · accession 0001544028-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-08 | 2022-11-05 | ALK | TACKETT SHANE R | EVP AND CFO | M - OptEx | $0.00 | +3,287 | 13.3K | +33% | $0 |
| D | 2022-11-08 | 2022-11-05 | ALK | TACKETT SHANE R | EVP AND CFO | F - Tax | $44.86 | -1,294 | 12.1K | -10% | -$58.0K |
| D | 2022-11-08 | 2022-11-05 | ALK | TACKETT SHANE R | EVP AND CFO | M - OptEx | $0.00 | -3,287 | 3,287 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-11-05 | M | A | 3,287 | $0.00 | 13,253 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | COMMON STOCK | 2022-11-05 | F | D | 1,294 | $44.86 | 12,100 | D | — | — | (F2) Includes 141 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2022, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2022-11-05 | M | D | 3,287 | $0.00 | 3,287 | D | $0.00 · — to — | 3,287 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F4) On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |