Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-05 · accession 0001544028-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-07 | 2023-11-05 | ALK | TACKETT SHANE R | EVP AND CFO | F - Tax | $33.56 | -1,294 | 20.8K | -6% | -$43.4K |
| D | 2023-11-07 | 2023-11-05 | ALK | TACKETT SHANE R | EVP AND CFO | M - OptEx | $0.00 | +3,287 | 22.1K | +17% | $0 |
| D | 2023-11-07 | 2023-11-05 | ALK | TACKETT SHANE R | EVP AND CFO | M - OptEx | $0.00 | -3,287 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-11-05 | F | D | 1,294 | $33.56 | 20,822 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. (F3) Includes 208 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | COMMON STOCK | 2023-11-05 | M | A | 3,287 | $0.00 | 22,116 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-11-05 | M | D | 3,287 | $0.00 | 0 | D | $0.00 · — to — | 3,287 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F5) The RSUs disposed were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023. |