Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0001544028-25-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-11 | 2025-02-07+ | ALK | TACKETT SHANE R | EVP AND CFO | M - OptEx | $37.66 | +30.3K | 53.8K | +129% | +$1.14M |
| D | 2025-02-11 | 2025-02-10 | ALK | TACKETT SHANE R | EVP AND CFO | S - Sale+OE | $75.74 | -22.9K | 31.9K | -42% | -$1.73M |
| D | 2025-02-11 | 2025-02-11 | ALK | TACKETT SHANE R | EVP AND CFO | A - Grant | $0.00 | +16.7K | 48.5K | +52% | $0 |
| DM | 2025-02-11 | 2025-02-07+ | ALK | TACKETT SHANE R | EVP AND CFO | F - Tax | $73.80 | -9,488 | 31.9K | -23% | -$700.2K |
| DM | 2025-02-11 | 2025-02-07+ | ALK | TACKETT SHANE R | EVP AND CFO | M - OptEx | $0.00 | -30.3K | 0 | -100% | $0 |
| D | 2025-02-11 | 2025-02-11 | ALK | TACKETT SHANE R | EVP AND CFO | A - Grant | $0.00 | +19.3K | 19.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-02-10 | M | A | 925 | $65.37 | 54,766 | D | — | — | |
| 2 | Common | COMMON STOCK | 2025-02-10 | S | D | 22,893 | $75.74 | 31,873 | D | — | — | (F3) The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $75.7000 to $75.8250, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | COMMON STOCK | 2025-02-11 | A | A | 16,666 | $0.00 | 48,539 | D | — | — | (F4) The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2024, in accordance with the terms of a PSU award granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 11, 2025. |
| 4 | Common | COMMON STOCK | 2025-02-11 | F | D | 6,559 | $72.85 | 41,980 | D | — | — | (F5) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. |
| 5 | Common | COMMON STOCK | 2025-02-07 | M | A | 7,440 | $0.00 | 34,802 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 6 | Common | COMMON STOCK | 2025-02-07 | F | D | 2,929 | $75.92 | 31,873 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 7 | Common | COMMON STOCK | 2025-02-10 | M | A | 13,222 | $55.36 | 45,095 | D | — | — | |
| 8 | Common | COMMON STOCK | 2025-02-10 | M | A | 8,470 | $39.18 | 53,565 | D | — | — | |
| 9 | Common | COMMON STOCK | 2025-02-10 | M | A | 276 | $65.63 | 53,841 | D | — | — | |
| 10 | Derivative | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2025-02-10 | M | D | 276 | $0.00 | 0 | D | $65.63 · — to 2026-02-09 | 276 COMMON STOCK | (F9) The options exercised were from a grant of 1,750 shares that vested in 25% increments over four years (2/9/2017, 2/9/2018, 2/9/2019 and 2/9/2020). |
| 11 | Derivative | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2025-02-10 | M | D | 13,222 | $0.00 | 4,408 | D | $55.36 · — to 2032-02-07 | 13,222 COMMON STOCK | (F7) The options exercised were from a grant of 17,630 options that vested or will vest in 25% increments over four years (2/7/2023, 2/7/2024, 2/7/2025 and 2/7/2026). |
| 12 | Derivative | RESTRICTED STOCK UNITS | 2025-02-07 | M | D | 7,440 | $0.00 | 0 | D | $0.00 · 2025-02-07 to 2025-02-07 | 7,440 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 13 | Derivative | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2025-02-10 | M | D | 925 | $0.00 | 0 | D | $65.37 · — to 2025-02-10 | 925 COMMON STOCK | (F10) The options exercised were from a grant of 1,850 shares that vested in 25% increments over four years (2/10/2016, 2/10/2017, 2/10/2018 and 2/10/2019). |
| 14 | Derivative | RESTRICTED STOCK UNITS | 2025-02-11 | A | A | 19,330 | $0.00 | 19,330 | D | $0.00 · — to — | 19,330 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F11) The RSUs vest in 1/3 increments over three years (2/11/2026, 2/11/2027, and 2/11/2028). |
| 15 | Derivative | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2025-02-10 | M | D | 8,470 | $0.00 | 0 | D | $39.18 · — to 2030-11-05 | 8,470 COMMON STOCK | (F8) The options vested in equal installments on the first three anniversaries of the grant date (11/15/2021, 11/5/20222 and 11/5/2023). |