Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-05 · accession 0001544031-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-08 | 2022-11-05+ | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | M - OptEx | $0.00 | +2,118 | 17.6K | +14% | $0 |
| DM | 2022-11-08 | 2022-11-05+ | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | F - Tax | $44.96 | -517 | 16.5K | -3% | -$23.2K |
| DM | 2022-11-08 | 2022-11-05+ | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | M - OptEx | $0.00 | -2,118 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-11-05 | M | A | 987 | $0.00 | 16,694 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | COMMON STOCK | 2022-11-07 | F | D | 276 | $45.04 | 17,308 | D | — | — | |
| 3 | Common | COMMON STOCK | 2022-11-07 | M | A | 1,131 | $0.00 | 17,584 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 4 | Common | COMMON STOCK | 2022-11-05 | F | D | 241 | $44.86 | 16,453 | D | — | — | |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2022-11-05 | M | D | 987 | $0.00 | 987 | D | $0.00 · — to — | 987 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F3) On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2022-11-07 | M | D | 1,131 | $0.00 | 0 | D | $0.00 · — to — | 1,131 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F4) On November 7, 2019, the reporting person was granted 3,390 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |