Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-11 · accession 0001544031-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-14 | 2023-02-11 | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | M - OptEx | $0.00 | +420 | 15.4K | +3% | $0 |
| DM | 2023-02-14 | 2023-02-11+ | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | F - Tax | $49.87 | -206 | 15.7K | -1% | -$10.3K |
| D | 2023-02-14 | 2023-02-13 | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | A - Grant | $0.00 | +420 | 15.8K | +3% | $0 |
| D | 2023-02-14 | 2023-02-11 | ALK | SPRAGUE JOSEPH A | Pres, HORIZON AIR | M - OptEx | $0.00 | -420 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-02-11 | M | A | 420 | $0.00 | 15,438 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | COMMON STOCK | 2023-02-11 | F | D | 103 | $49.58 | 15,335 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 3 | Common | COMMON STOCK | 2023-02-13 | F | D | 103 | $50.16 | 15,652 | D | — | — | (F4) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. |
| 4 | Common | COMMON STOCK | 2023-02-13 | A | A | 420 | $0.00 | 15,755 | D | — | — | (F3) The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2023-02-11 | M | D | 420 | $0.00 | 0 | D | $0.00 · 2023-02-11 to 2030-02-11 | 420 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |