Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0001544031-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-11 | 2025-02-07 | ALK | SPRAGUE JOSEPH A | Pres, CEO Hawaiian A, L | M - OptEx | $0.00 | +3,020 | 12.9K | +31% | $0 |
| DM | 2025-02-11 | 2025-02-07+ | ALK | SPRAGUE JOSEPH A | Pres, CEO Hawaiian A, L | F - Tax | $73.55 | -3,098 | 12.2K | -20% | -$227.9K |
| D | 2025-02-11 | 2025-02-11 | ALK | SPRAGUE JOSEPH A | Pres, CEO Hawaiian A, L | A - Grant | $0.00 | +6,765 | 18.9K | +56% | $0 |
| D | 2025-02-11 | 2025-02-11 | ALK | SPRAGUE JOSEPH A | Pres, CEO Hawaiian A, L | A - Grant | $0.00 | +9,290 | 9,290 | New | $0 |
| D | 2025-02-11 | 2025-02-07 | ALK | SPRAGUE JOSEPH A | Pres, CEO Hawaiian A, L | M - OptEx | $0.00 | -3,020 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-02-07 | M | A | 3,020 | $0.00 | 12,860 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | COMMON STOCK | 2025-02-11 | F | D | 2,388 | $72.85 | 16,527 | D | — | — | (F4) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. |
| 3 | Common | COMMON STOCK | 2025-02-11 | A | A | 6,765 | $0.00 | 18,915 | D | — | — | (F3) The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2024, in accordance with the terms of a PSU award granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 11, 2025. |
| 4 | Common | COMMON STOCK | 2025-02-07 | F | D | 710 | $75.92 | 12,150 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2025-02-11 | A | A | 9,290 | $0.00 | 9,290 | D | $0.00 · — to — | 9,290 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F5) The RSUs vest in 1/3 increments over three years (2/11/2026, 2/11/2027, and 2/11/2028). |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2025-02-07 | M | D | 3,020 | $0.00 | 0 | D | $0.00 · 2025-02-07 to 2032-02-07 | 3,020 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |