Form 4 for NMIH NMI Holdings, Inc.
Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001547903-22-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-18 | 2022-02-16 | NMIH | Mathis Patrick L | EVP, COO | M - OptEx | $17.55 | +56.5K | 57.5K | +5,437% | +$991.6K |
| DM | 2022-02-18 | 2022-02-16 | NMIH | Mathis Patrick L | EVP, COO | S - Sale+OE | $26.08 | -68.5K | 28.8K | -70% | -$1.79M |
| DM | 2022-02-18 | 2022-02-16 | NMIH | Mathis Patrick L | EVP, COO | M - OptEx | $0.00 | -56.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Shares, $0.01 par value per share | 2022-02-16 | M | A | 17,819 | $22.19 | 97,316 | D | — | — | |
| 2 | Common | Class A Common Shares, $0.01 par value per share | 2022-02-16 | M | A | 21,965 | $18.70 | 79,497 | D | — | — | |
| 3 | Common | Class A Common Shares, $0.01 par value per share | 2022-02-16 | M | A | 16,709 | $11.10 | 57,532 | D | — | — | |
| 4 | Common | Class A Common Shares, $0.01 par value per share | 2022-02-16 | S | D | 56,493 | $26.06 | 40,823 | D | — | — | (F1) The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. (F2) Represents 25,881 class A common shares and 14,942 unvested restricted stock units. |
| 5 | Common | Class A Common Shares, $0.01 par value per share | 2022-02-16 | S | D | 12,000 | $26.15 | 28,823 | D | — | — | (F3) The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. (F4) Represents 13,881 class A common shares and 14,942 unvested restricted stock units. |
| 6 | Derivative | Stock Option (right to buy) | 2022-02-16 | M | D | 16,709 | $0.00 | 0 | D | $11.10 · — to 2027-02-09 | 16,709 Class A Common Shares, $0.01 par value per share | (F5) The option vested in full on February 9, 2020. |
| 7 | Derivative | Stock Option (right to buy) | 2022-02-16 | M | D | 17,819 | $0.00 | 0 | D | $22.19 · — to 2029-02-13 | 17,819 Class A Common Shares, $0.01 par value per share | (F7) The option vested in full on February 13, 2022. |
| 8 | Derivative | Stock Option (right to buy) | 2022-02-16 | M | D | 21,965 | $0.00 | 0 | D | $18.70 · — to 2028-02-07 | 21,965 Class A Common Shares, $0.01 par value per share | (F6) The option vested in full on February 7, 2021. |