Form 4 for NMIH NMI Holdings, Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001547903-22-000071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-17 | 2022-03-15 | NMIH | Fitzgerald Norman Peter | EVP, Chief Sales Off | F - Tax | $0.00 | -5,803 | 55.8K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Shares, $0.01 par value per share | 2022-03-15 | F | D | 2,847 | $0.00 | 52,907 | D | — | — | (F3) Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vest in three equal annual installments beginning on March 15, 2021. |
| 2 | Common | Class A Common Shares, $0.01 par value per share | 2022-03-15 | F | D | 891 | $0.00 | 50,900 | D | — | — | (F4) Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2021, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vest in three equal annual installments beginning on March 15, 2022. (F5) Represents 25,039 class A common shares and 25,861 unvested restricted stock units. |
| 3 | Common | Class A Common Shares, $0.01 par value per share | 2022-03-15 | F | D | 1,116 | $0.00 | 51,791 | D | — | — | (F4) Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2021, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vest in three equal annual installments beginning on March 15, 2022. |
| 4 | Common | Class A Common Shares, $0.01 par value per share | 2022-03-15 | F | D | 949 | $0.00 | 55,754 | D | — | — | (F1) Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2019, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vested in full on March 15, 2022. (F2) Adjusted to eliminate an inadvertent overstatement of 8,278 restricted stock units that was incorrectly included the total number of number of securities beneficially owned and reported on a February 9, 2022 Form 3 and to reflect the actual number of restricted stock units held by Mr. Fitzgerald following the grant reported on this Form 4. |