Form 4 for NMIH NMI Holdings, Inc.
Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-07 · accession 0001547903-24-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-09 | 2024-02-07 | NMIH | SHUSTER BRADLEY M | Executive COB, Dir | A - Grant | $0.00 | +40.0K | 467.0K | +9% | $0 | |
| 2024-02-09 | 2024-02-09 | NMIH | SHUSTER BRADLEY M | Executive COB, Dir | S - Sale | $29.81 | -6,559 | 453.3K | -1% | -$195.5K | |
| 2024-02-09 | 2024-02-08 | NMIH | SHUSTER BRADLEY M | Executive COB, Dir | F - Tax | $0.00 | -7,119 | 459.9K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Unit (right to receive) | 2024-02-07 | A | A | 40,013 | $0.00 | 466,976 | D | — | — | (F1) Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest in three equal annual installments beginning on February 7, 2025. |
| 2 | Common | Class A Common Shares, $0.01 par value per share | 2024-02-09 | S | D | 6,559 | $29.81 | 453,298 | D | — | — | (F3) The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $29.8099. The range of sale prices on the transaction date was $29.6100 to $30.0450. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price. (F4) Represents 347,640 Class A common shares and 105,658 unvested restricted stock units. |
| 3 | Common | Class A Common Shares, $0.01 par value per share | 2024-02-08 | F | D | 7,119 | $0.00 | 459,857 | D | — | — | (F2) Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest in three equal annual installments beginning on February 8, 2024. |