Form 4 for AIP Arteris, Inc.
Accepted 2026-05-15 20:58:36 ET · period of report 2026-05-15 · accession 0001549550-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-05-15 20:58 | 2026-05-15 | AIP | Hawkins Nicholas B. | VP, CFO | M - OptEx | $1.20 | +213.0K | 331.6K | +180% | +$255.5K |
| DM | 2026-05-15 20:58 | 2026-05-15 | AIP | Hawkins Nicholas B. | VP, CFO | S - Sale+OE | $33.40 | -221.0K | 110.6K | -67% | -$7.38M |
| DM | 2026-05-15 20:58 | 2026-05-15 | AIP | Hawkins Nicholas B. | VP, CFO | M - OptEx | $0.00 | -213.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-15 | M | A | 197,396 | $0.56 | 316,010 | D | — | — | |
| 2 | Common | Common Stock | 2026-05-15 | M | A | 15,625 | $9.28 | 331,635 | D | — | — | |
| 3 | Common | Common Stock | 2026-05-15 | S | D | 52,928 | $32.97 | 278,707 | D | — | — | (F1) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.18 to $33.175 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2026-05-15 | S | D | 164,916 | $33.51 | 113,791 | D | — | — | (F2) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.98 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2026-05-15 | S | D | 3,191 | $34.59 | 110,600 | D | — | — | (F3) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.42 to $34.65 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Derivative | Incentive Stock Option (right to buy) | 2026-05-15 | M | D | 197,396 | $0.00 | 0 | D | $0.56 · — to 2029-12-18 | 197,396 Common Stock | (F4) Incentive stock options, 25% of the total shares vested on November 11, 2020 and the remainder vesting 1/48th monthly thereafter for three years. |
| 7 | Derivative | Non-Qualified Stock Option (right to buy) | 2026-05-15 | M | D | 15,625 | $0.00 | 0 | D | $9.28 · — to 2035-02-20 | 15,625 Common Stock | (F5) Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025. |