Form 4 for SWKHL SWK Holdings Corp
Accepted 2022-09-07 00:00:00 ET · period of report 2022-08-31 · accession 0001550168-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-07 | 2022-08-31 | SWKHL | BLACK WINSTON L III | CEO | M - OptEx | $12.98 | +125.0K | 126.7K | +7,517% | +$1.62M |
| D | 2022-09-07 | 2022-08-31 | SWKHL | BLACK WINSTON L III | CEO | F - Tax | $17.48 | -101.9K | 99.7K | -51% | -$1.78M |
| DM | 2022-09-07 | 2022-08-31 | SWKHL | BLACK WINSTON L III | CEO | M - OptEx | $0.00 | -125.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-31 | M | A | 75,000 | $12.50 | 201,663 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-31 | F | D | 101,926 | $17.48 | 99,737 | D | — | — | (F1) Shares withheld for exercise price and taxes upon the exercise of stock options. |
| 3 | Common | Common Stock | 2022-08-31 | M | A | 50,000 | $13.70 | 126,663 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-08-31 | M | D | 75,000 | $0.00 | 0 | D | $12.50 · 2022-01-01 to 2022-12-31 | 75,000 Common Stock | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-08-31 | M | D | 50,000 | $0.00 | 0 | D | $13.70 · 2019-01-01 to 2022-12-31 | 50,000 Common Stock |