Form 4/A for ETN Eaton Corporation
Accepted 2021-08-09 00:00:00 ET · period of report 2021-05-14 · accession 0001551182-21-000166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-08-09 | 2021-05-14 | ETN | BRICKHOUSE BRIAN S | See Remarks below | M - OptEx | $71.89 | +9,050 | 25.2K | +56% | +$650.6K |
| DA | 2021-08-09 | 2021-05-14 | ETN | BRICKHOUSE BRIAN S | See Remarks below | F - Tax | $148.08 | -675 | 17.6K | -4% | -$100.0K |
| DA | 2021-08-09 | 2021-05-14 | ETN | BRICKHOUSE BRIAN S | See Remarks below | S - Sale+OE | $148.16 | -7,659 | 17.6K | -30% | -$1.13M |
| DMA | 2021-08-09 | 2021-05-14 | ETN | BRICKHOUSE BRIAN S | See Remarks below | M - OptEx | $0.00 | -9,050 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-05-14 | M | A | 1,391 | $71.89 | 18,235 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-05-14 | M | A | 7,659 | $71.89 | 25,219 | D | — | — | |
| 3 | Common | Ordinary Shares | 2021-05-14 | F | D | 675 | $148.08 | 17,560 | D | — | — | (F1) The transaction has been updated to correct an administrative error at the broker. |
| 4 | Common | Ordinary Shares | 2021-05-14 | S | D | 7,659 | $148.16 | 17,560 | D | — | — | |
| 5 | Derivative | Stock Option | 2021-05-14 | M | D | 1,391 | $0.00 | 7,659 | D | $71.89 · 2018-02-21 to 2027-02-21 | 1,391 Ordinary Shares | (F3) These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. |
| 6 | Derivative | Stock Option | 2021-05-14 | M | D | 7,659 | $0.00 | 0 | D | $71.89 · 2018-02-21 to 2027-02-21 | 7,659 Ordinary Shares | (F3) These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. |