Form 4 for ETN Eaton Corporation
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-12 · accession 0001551182-21-000169 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-13 | 2021-08-12 | ETN | Yadav Uday | See Remarks below | S - Sale+OE | $167.17 | -1,624 | 0 | -100% | -$271.5K |
| D | 2021-08-13 | 2021-08-12 | ETN | Yadav Uday | See Remarks below | F - Tax | $166.70 | -599 | 23.7K | -2% | -$99.9K |
| DM | 2021-08-13 | 2021-08-12 | ETN | Yadav Uday | See Remarks below | M - OptEx | $72.27 | +32.4K | 54.3K | +148% | +$2.34M |
| DM | 2021-08-13 | 2021-08-12 | ETN | Yadav Uday | See Remarks below | S - Sale+OE | $166.43 | -32.2K | 23.1K | -58% | -$5.36M |
| DM | 2021-08-13 | 2021-08-12 | ETN | Yadav Uday | See Remarks below | M - OptEx | $0.00 | -32.4K | 24.8K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-12 | S | D | 1,624 | $167.17 | 0 | I | — | — | (F2) These ordinary shares are held in the Eaton Savings Plan. |
| 2 | Common | Ordinary Shares | 2021-08-12 | F | D | 599 | $166.70 | 23,708 | D | — | — | |
| 3 | Common | Ordinary Shares | 2021-08-12 | M | A | 1,220 | $81.96 | 24,307 | D | — | — | |
| 4 | Common | Ordinary Shares | 2021-08-12 | S | D | 31,209 | $166.42 | 23,087 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $165.88 - $166.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2021-08-12 | M | A | 31,209 | $71.89 | 54,296 | D | — | — | |
| 6 | Common | Ordinary Shares | 2021-08-12 | S | D | 980 | $166.83 | 23,087 | D by trustee of ESP | — | — | |
| 7 | Derivative | Stock Option | 2021-08-12 | M | D | 31,209 | $0.00 | 0 | D | $71.89 · 2018-02-21 to 2027-02-21 | 31,209 Ordinary Shares | |
| 8 | Derivative | Stock Option | 2021-08-12 | M | D | 1,220 | $0.00 | 24,830 | D | $81.96 · 2019-02-27 to 2028-02-27 | 1,220 Ordinary Shares |