Form 4 for UBER Uber
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-16 · accession 0001552781-23-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-20 | 2023-03-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $32.73 | -7,850 | 117.0K | -6% | -$256.9K |
| DM | 2023-03-20 | 2023-03-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +14.4K | 120.4K | +14% | — |
| DM | 2023-03-20 | 2023-03-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -14.4K | 74.7K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-16 | F | D | 2,316 | $32.73 | 114,696 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-16 | F | D | 1,334 | $32.73 | 113,362 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-16 | F | D | 842 | $32.73 | 112,520 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-16 | M | A | 2,689 | — | 108,701 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-03-16 | M | A | 1,698 | — | 110,399 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-03-16 | M | A | 4,670 | — | 115,069 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-03-16 | M | A | 2,438 | — | 117,507 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-03-16 | M | A | 2,863 | — | 120,370 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-03-16 | F | D | 1,420 | $32.73 | 118,950 | D | — | — | |
| 10 | Common | Common Stock | 2023-03-16 | F | D | 729 | $32.73 | 118,221 | D | — | — | |
| 11 | Common | Common Stock | 2023-03-16 | F | D | 1,209 | $32.73 | 117,012 | D | — | — | |
| 12 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 2,438 | $0.00 | 29,251 | D | — · — to — | 2,438 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 2,863 | $0.00 | 11,449 | D | — · — to — | 2,863 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 2,689 | $0.00 | 96,762 | D | — · — to — | 2,689 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 1,698 | $0.00 | 40,754 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 4,670 | $0.00 | 74,716 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |