Form 4 for UBER Uber
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-16 · accession 0001552781-23-000146 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-20 | 2023-03-16 | UBER | West Tony | See Remarks | M - OptEx | — | +41.4K | 201.4K | +26% | — |
| DM | 2023-03-20 | 2023-03-16 | UBER | West Tony | See Remarks | F - Tax | $32.73 | -20.5K | 187.4K | -10% | -$671.6K |
| DM | 2023-03-20 | 2023-03-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -41.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-16 | M | A | 4,670 | — | 206,072 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-03-16 | M | A | 1,806 | — | 207,878 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-03-16 | F | D | 15,180 | $32.73 | 192,698 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-16 | F | D | 1,524 | $32.73 | 191,174 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-16 | F | D | 896 | $32.73 | 190,278 | D | — | — | |
| 6 | Common | Common Stock | 2023-03-16 | F | D | 2,316 | $32.73 | 187,962 | D | — | — | |
| 7 | Common | Common Stock | 2023-03-16 | F | D | 602 | $32.73 | 187,360 | D | — | — | |
| 8 | Common | Common Stock | 2023-03-16 | M | A | 30,617 | — | 197,116 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-03-16 | M | A | 3,073 | — | 200,189 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2023-03-16 | M | A | 1,213 | — | 201,402 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 4,670 | $0.00 | 90,593 | D | — · — to — | 4,670 CommonStock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUsvested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 1,806 | $0.00 | 21,667 | D | — · — to — | 1,806 CommonStock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 1,213 | $0.00 | 29,110 | D | — · — to — | 1,213 CommonStock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 3,073 | $0.00 | 110,619 | D | — · — to — | 3,073 CommonStock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUsvested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 30,617 | $0.00 | 0 | D | — · — to — | 30,617 CommonStock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Consists of 30,617 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, forwhich certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUsbecome payable in cash or common stock on a one-for-one basis at the election of the issuer. |