Form 4 for LWLG Lightwave Logic, Inc.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-19 · accession 0001553350-21-001100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-19+ | LWLG | Zelibor Thomas Edward | COB of Board of Directors, Dir | S - Sale+OE | $14.29 | -240.0K | 426.0K | -36% | -$3.43M |
| D | 2021-11-23 | 2021-11-19 | LWLG | Zelibor Thomas Edward | COB of Board of Directors, Dir | M - OptEx | $1.30 | +500.0K | 550.1K | +998% | +$650.0K |
| D | 2021-11-23 | 2021-11-19 | LWLG | Zelibor Thomas Edward | COB of Board of Directors, Dir | M - OptEx | $0.00 | -500.0K | 1.12M | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-19 | S | D | 75,046 | $14.57 | 475,078 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $14.50 to $15.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4. |
| 2 | Common | Common Stock | 2021-11-20 | S | D | 101,373 | $14.04 | 324,599 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Shares price on this transaction ranged from $13.38 to $14.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4. |
| 3 | Common | Common Stock | 2021-11-20 | S | D | 14,475 | $13.53 | 310,124 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-19 | M | A | 500,000 | $1.30 | 550,124 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-19 | S | D | 49,106 | $14.59 | 425,972 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $14.45 to $14.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-11-19 | M | D | 500,000 | $0.00 | 1,120,000 | D | $1.30 · — to 2022-04-30 | 500,000 Common Stock | (F5) On 5/1/2012 the registrant granted the reporting person an option to purchase up to 500,000 shares of company stock that vest pursuant to the following schedule: one hundred twenty five thousand (125,000) options vest immediately and the remaining options vest in three (3) equal quarterly installments of one hundred twenty five thousand (125,000) options per quarter. |