Form 4 for DUOT DUOS TECHNOLOGIES GROUP, INC.

Accepted 2026-04-07 16:39:45 ET · period of report 2026-04-01 · accession 0001553350-26-000053 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2026-04-07 16:39	2026-04-01	DUOT	Ferry Charles Parker	Dir	J - Other	—	-261.4K	261.4K	-50%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.001 par value	2026-04-01	J	D	261,444	—	261,445	D	—	—	(F1) Mr. Ferry resigned as Chief Executive Officer of the Issuer effective April 1, 2026. In connection with his resignation, Mr. Ferry and the Issuer amended his previous grant of shares under the 2021 Equity Incentive Plan and reduced the number of shares subject to the grant from 522,889 to 261,445. The shares continue to be subject to the same cliff vesting period. The shares will vest on December 31, 2027. Mr. Ferry remains a Director of the Issuer. (F1) Mr. Ferry resigned as Chief Executive Officer of the Issuer effective April 1, 2026. In connection with his resignation, Mr. Ferry and the Issuer amended his previous grant of shares under the 2021 Equity Incentive Plan and reduced the number of shares subject to the grant from 522,889 to 261,445. The shares continue to be subject to the same cliff vesting period. The shares will vest on December 31, 2027. Mr. Ferry remains a Director of the Issuer.