Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2021-07-07 00:00:00 ET · period of report 2021-07-06 · accession 0001554795-21-000237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-07 | 2021-07-06 | RCAT | Freedman Joseph David | Dir | A - Grant | — | +150.0K | 261.3K | +135% | — |
| D | 2021-07-07 | 2021-07-06 | RCAT | Freedman Joseph David | Dir | A - Grant | $2.51 | +150.0K | 150.0K | New | +$376.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-06 | A | A | 150,000 | — | 261,305 | D | — | — | (F1) Consists of 111,305 shares of common stock and options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years. |
| 2 | Derivative | Options | 2021-07-06 | A | A | 150,000 | $2.51 | 150,000 | D | $2.51 · — to 2026-07-06 | 150,000 Common Stock | (F2) Options vest in equal quarterly installments commencing September 30, 2021. |