Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2021-07-08 00:00:00 ET · period of report 2021-07-01 · accession 0001554795-21-000241 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-08 | 2021-07-01 | RCAT | HERNON JOSEPH P | CFO | A - Grant | $2.51 | +375.0K | 375.0K | New | +$941.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | A | A | 375,000 | $2.51 | 375,000 | D | — | — | (F1) Reflects shares of common stock granted under the terms of employment agreement. 45,000 shares vest on November 1, 2021 with the remaining 330,000 vesting in quarterly installments of 30,000 beginning February 1, 2022, subject to continued employment. The shares will vest immediately upon a change in control as defined in the Company's 2019 Equity Incentive Plan. (F2) Represents closing stock price on date that restricted stock was awarded. |