Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2021-09-29 00:00:00 ET · period of report 2020-09-27 · accession 0001554795-21-000355 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-29 | 2020-09-27 | RCAT | HERNON JOSEPH P | CFO, Sec, Treas | M - OptEx | $3.60 | +77.2K | 77.2K | New | +$278.0K |
| D | 2021-09-29 | 2020-09-27 | RCAT | HERNON JOSEPH P | CFO, Sec, Treas | C - Cnv Deriv | $0.82 | -100.0K | 1.00M | -9% | -$82.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-09-27 | M | A | 77,222 | $3.60 | 77,222 | D | — | — | (F1) Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. |
| 2 | Derivative | Stock Option | 2020-09-27 | C | D | 100,000 | $0.82 | 1,000,000 | D | $0.82 · 2021-01-23 to 2030-01-28 | 100,000 Common Stock | (F1) Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. |