Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2022-01-28 00:00:00 ET · period of report 2021-11-01 · accession 0001554795-22-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-28 | 2021-11-01 | RCAT | HERNON JOSEPH P | CFO | F - Tax | $2.99 | -10.6K | 111.7K | -9% | -$31.6K | |
| 2022-01-28 | 2021-11-01 | RCAT | HERNON JOSEPH P | CFO | A - Grant | $2.99 | +45.0K | 122.2K | +58% | +$134.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | F | D | 10,552 | $2.99 | 111,670 | D | — | — | (F1) Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. |
| 2 | Common | Common Stock | 2021-11-01 | A | A | 45,000 | $2.99 | 122,222 | D | — | — | (F1) Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. |