Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2022-03-24 00:00:00 ET · period of report 2021-12-31 · accession 0001554795-22-000121 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-24 | 2021-12-31+ | RCAT | Evans Allan Thomas | COO, Red Cat Holdings, Inc | F - Tax | $2.54 | -124.8K | 1.53M | -8% | -$316.7K |
| 2022-03-24 | 2022-03-22 | RCAT | Evans Allan Thomas | COO, Red Cat Holdings, Inc | P - Purchase | $1.96 | +450 | 1.52M | +0.0% | +$882 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 104,166 | $2.70 | 1,539,089 | D | — | — | (F1) Represents shares of restricted stock which vested in 2021 but which were withheld to satisfy tax withholding obligations. |
| 2 | Common | Common Stock | 2022-02-28 | F | D | 10,364 | $1.74 | 1,518,487 | D | — | — | (F3) Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation |
| 3 | Common | Common Stock | 2022-01-31 | F | D | 10,238 | $1.70 | 1,528,851 | D | — | — | (F2) Represents vested restricted stock units, of which 7,238 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation |
| 4 | Common | Common Stock | 2022-03-22 | P | A | 450 | $1.96 | 1,518,937 | D | — | — |