Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2022-04-22 00:00:00 ET · period of report 2022-04-19 · accession 0001554795-22-000159 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-22 | 2022-04-19+ | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | P - Purchase | $1.99 | +5,500 | 12.69M | +0.0% | +$11.0K |
| D | 2022-04-22 | 2022-04-20 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | P - Purchase | $0.5 | +100 | 515.0K | +0.0% | +$50 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-19 | P | A | 1,000 | $1.99 | 12,682,968 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-20 | P | A | 2,500 | $1.97 | 12,685,468 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-20 | P | A | 2,000 | $2.02 | 12,687,468 | D | — | — | (F1) Consists of: (a) 12,172,468 shares of common stock; (b) options to purchase 500,000 shares of common stock; and (c) call options to purchase 15,000 shares of common stock at a price of $3.000 per share, exercisable until October 21, 2022. |
| 4 | Derivative | Call options to buy common stock | 2022-04-20 | P | A | 100 | $0.5 | 515,000 | D | $3.00 · 2022-04-20 to 2022-10-21 | 10,000 Common stock | (F2) Consists of: (a) options to purchase 500,000 shares of common stock; and (b) call options to purchase 15,000 shares of common stock at a price of $3.00 per share, exercisable until October 21, 2022. |