Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2022-08-31 00:00:00 ET · period of report 2022-08-26 · accession 0001554795-22-000324 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-08-31 | 2022-08-26 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | A - Grant | $2.27 | +306.2K | 13.01M | +2% | +$695.2K | |
| 2022-08-31 | 2022-08-26 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | F - Tax | $2.27 | -54.1K | 12.95M | -0.4% | -$122.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-26 | A | A | 306,240 | $2.27 | 13,005,308 | D | — | — | (F1) Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment. |
| 2 | Common | Common Stock | 2022-08-26 | F | D | 54,128 | $2.27 | 12,951,180 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations. |