Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2023-08-04 00:00:00 ET · period of report 2023-08-01 · accession 0001554795-23-000245 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-04 | 2023-08-01 | RCAT | HERNON JOSEPH P | CFO | A - Grant | $0.85 | +30.0K | 473.2K | +7% | +$25.5K | |
| 2023-08-04 | 2023-08-04 | RCAT | HERNON JOSEPH P | CFO | G - Gift | $1.00 | -118.0K | 354.5K | -25% | -$118.0K | |
| 2023-08-04 | 2023-08-01 | RCAT | HERNON JOSEPH P | CFO | F - Tax | $0.85 | -3,877 | 472.5K | -0.8% | -$3,295 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-01 | A | A | 30,000 | $0.85 | 473,243 | D | — | — | (F1) Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock. |
| 2 | Common | Common Stock | 2023-08-04 | G | D | 118,000 | $1.00 | 354,538 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-01 | F | D | 3,877 | $0.85 | 472,538 | D | — | — | (F1) Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock. |