Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2024-07-01 00:00:00 ET · period of report 2024-06-10 · accession 0001554795-24-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-07-01 | 2024-06-10 | RCAT | Lunger Leah | CFO | A - Grant | $0.00 | +900.0K | 901.0K | +87,379% | $0 | |
| 2024-07-01 | 2024-06-10 | RCAT | Lunger Leah | CFO | F - Tax | $0.89 | -44.9K | 856.1K | -5% | -$40.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-10 | A | A | 900,000 | $0.00 | 901,030 | D | — | — | (F1) On 6/10/2024, the reporting person was granted 900,000 restricted stock units, with 150,000 shares vesting on the date of grant, 64,286 shares vesting on the 10th day following each of the successive six fiscal quarters, 64,284 shares vesting on the seventh successive fiscal quarter, and 300,000 shares vesting upon timely filing of the Company's Form 10-K for the year ended 4/30/2024. |
| 2 | Common | Common Stock | 2024-06-10 | F | D | 44,922 | $0.89 | 856,108 | D | — | — | (F2) Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 150,000 restricted stock units from the award granted on 6/10/2024for a total of 900,000 shares, of which 450,000 are scheduled to vest quarterly through May 10, 2025 and 300,000 will vest contingent upon the completion of performance obligations. |