Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001554795-24-000350 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-18 | 2024-12-16 | RCAT | Lunger Leah | CFO | M - OptEx | $1.66 | +103.1K | 791.1K | +15% | +$171.5K |
| DMI | 2024-12-18 | 2024-12-16 | RCAT | Lunger Leah | CFO | M - OptEx | $2.02 | +56.2K | 828.1K | +7% | +$113.3K |
| DMI | 2024-12-18 | 2024-12-16 | RCAT | Lunger Leah | CFO | C - Cnv Deriv | $2.09 | -71.0K | 56.4K | -56% | -$148.7K |
| DM | 2024-12-18 | 2024-12-16 | RCAT | Lunger Leah | CFO | C - Cnv Deriv | $1.73 | -124.6K | 181.0K | -41% | -$215.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-16 | M | A | 43,298 | $1.27 | 768,318 | D By Spouse | — | — | (F2) Exercise of 49,583 options exercised on a cashless basis resulting in the net issuance of 43,298 shares of common stock. |
| 2 | Common | Common Stock | 2024-12-16 | M | A | 37,025 | $2.60 | 725,020 | D By Spouse | — | — | (F1) Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. |
| 3 | Common | Common Stock | 2024-12-16 | M | A | 22,779 | $0.89 | 791,097 | D | — | — | (F3) Exercise of 25,000 options exercised on a cashless basis resulting in the net issuance of 22,779 shares of common stock. |
| 4 | Common | Common Stock | 2024-12-16 | M | A | 19,134 | $0.89 | 847,256 | I | — | — | (F4) Exercise of 21,000 options exercised on a cashless basis resulting in the net issuance of 19,134 shares of common stock. |
| 5 | Common | Common Stock | 2024-12-16 | M | A | 37,025 | $2.60 | 828,122 | I | — | — | (F1) Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-12-16 | C | D | 21,000 | $0.89 | 35,417 | I | $10.02 · 2024-02-01 to 2033-04-29 | 21,000 Common Stock | (F4) Exercise of 21,000 options exercised on a cashless basis resulting in the net issuance of 19,134 shares of common stock. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-12-16 | C | D | 49,583 | $1.27 | 131,417 | D By Spouse | $10.02 · 2024-10-01 to 2033-02-08 | 49,583 Common Stock | (F2) Exercise of 49,583 options exercised on a cashless basis resulting in the net issuance of 43,298 shares of common stock. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-12-16 | C | D | 25,000 | $0.89 | 106,417 | D | $10.02 · 2024-02-01 to 2033-04-29 | 25,000 Common Stock | (F3) Exercise of 25,000 options exercised on a cashless basis resulting in the net issuance of 22,779 shares of common stock. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-12-16 | C | D | 50,000 | $2.60 | 56,417 | I | $10.02 · 2024-06-07 to 2031-06-07 | 50,000 Common Stock | (F1) Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2024-12-16 | C | D | 50,000 | $2.60 | 181,000 | D By Spouse | $10.02 · 2024-06-07 to 2031-06-07 | 50,000 Common Stock | (F1) Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. |