Form 4 for EFOI ENERGY FOCUS, INC/DE
Accepted 2022-06-23 00:00:00 ET · period of report 2022-06-22 · accession 0001555300-22-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-23 | 2022-06-22 | EFOI | Cheng Jennifer Y | Dir | M - OptEx | $0.00 | +5,000 | 22.0K | +29% | $0 |
| D | 2022-06-23 | 2022-06-22 | EFOI | Cheng Jennifer Y | Dir | M - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-22 | M | A | 5,000 | $0.00 | 22,000 | D | — | — | (F1) Restricted stock units convert into Common Stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2022-06-22 | M | D | 5,000 | $0.00 | 0 | D | — · — to — | 5,000 Common Stock | (F1) Restricted stock units convert into Common Stock on a one-for-one basis. (F2) On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. |