Form 4 for EFOI ENERGY FOCUS, INC/DE
Accepted 2022-09-29 00:00:00 ET · period of report 2022-09-28 · accession 0001556919-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-29 | 2022-09-28 | EFOI | Warren James Raymond III | SVP, GC, Corp. Sec | M - OptEx | $0.00 | +800 | 1,600 | +100% | $0 |
| D | 2022-09-29 | 2022-09-28 | EFOI | Warren James Raymond III | SVP, GC, Corp. Sec | M - OptEx | $0.00 | -800 | 1,600 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-28 | M | A | 800 | $0.00 | 1,600 | D | — | — | (F1) Restricted stock units convert into Common Stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2022-09-28 | M | D | 800 | $0.00 | 1,600 | D | — · — to — | 800 Common Stock | (F1) Restricted stock units convert into Common Stock on a one-for-one basis. (F2) On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021. |