Form 4/A for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-05-24 · accession 0001556974-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2023-08-14 | 2023-05-24 | AB | Kaye Daniel G | Dir | A - Grant | $33.89 | +5,017 | 39.7K | +14% | +$170.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | units rep. assignments of beneficial owner. of lp interests | 2023-05-24 | A | A | 5,017 | $33.89 | 39,710 | D | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026. (F3) Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023). (F4) The amendment was filed to correct the number of securities beneficially owned following the May 24, 2023 transaction from 39,810 units to 39,710 units. |