Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-11-24 00:00:00 ET · period of report 2025-11-20 · accession 0001558259-25-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-11-24 | 2025-11-20 | UPST | Darling Scott | CLO | S - Sale | $36.57 | -7,723 | 98.4K | -7% | -$282.5K |
| I | 2025-11-24 | 2025-11-20 | UPST | Darling Scott | CLO | J - Other | — | +5,392 | 22.8K | +31% | — |
| 2025-11-24 | 2025-11-20 | UPST | Darling Scott | CLO | J - Other | — | -5,392 | 92.6K | -6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-20 | S | D | 400 | $37.03 | 97,990 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.95 to $37.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F4) This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Common Stock | 2025-11-20 | J | A | 5,392 | — | 22,827 | I | — | — | (F6) No consideration; change in form of ownership only. |
| 3 | Common | Common Stock | 2025-11-20 | S | D | 7,323 | $36.55 | 98,390 | D by trust | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.92. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F4) This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F7) The shares are held by the Darling Family Trust. |
| 4 | Common | Common Stock | 2025-11-20 | J | D | 5,392 | — | 92,598 | D | — | — | (F6) No consideration; change in form of ownership only. (F4) This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |