Form 4 for UPST Upstart Holdings, Inc.
Accepted 2026-01-23 00:00:00 ET · period of report 2026-01-22 · accession 0001558259-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-01-23 | 2026-01-22 | UPST | Darling Scott | CLO | M - OptEx | $13.22 | +7,564 | 25.0K | +43% | +$100.0K |
| D | 2026-01-23 | 2026-01-22 | UPST | Darling Scott | CLO | M - OptEx | $0.00 | -7,564 | 187.0K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-22 | M | A | 7,564 | $13.22 | 24,999 | I by trust | — | — | (F1) The shares are held by the Darling Family Trust. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2026-01-22 | M | D | 7,564 | $0.00 | 186,963 | D | $13.22 · — to 2032-12-31 | 7,564 Common Stock | (F3) 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |