Form 4 for UPST Upstart Holdings, Inc.
Accepted 2026-02-24 00:00:00 ET · period of report 2026-02-20 · accession 0001558259-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-02-24 | 2026-02-20 | UPST | Darling Scott | CLO | S - Sale | $30.25 | -390 | 31.6K | -1% | -$11.8K |
| I | 2026-02-24 | 2026-02-20 | UPST | Darling Scott | CLO | J - Other | — | +6,638 | 32.0K | +26% | — |
| 2026-02-24 | 2026-02-20 | UPST | Darling Scott | CLO | J - Other | — | -6,638 | 79.5K | -8% | — | |
| 2026-02-24 | 2026-02-20 | UPST | Darling Scott | CLO | S - Sale | $29.85 | -6,478 | 86.1K | -7% | -$193.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-20 | S | D | 390 | $30.25 | 31,637 | I | — | — | |
| 2 | Common | Common Stock | 2026-02-20 | J | A | 6,638 | — | 32,027 | I | — | — | (F4) No consideration; change in form of ownership only. (F5) Includes 390 shares acquired on February 13, 2026 under the Issuer's 2020 Employee Stock Purchase Plan. |
| 3 | Common | Common Stock | 2026-02-20 | J | D | 6,638 | — | 79,482 | D by trust | — | — | (F4) No consideration; change in form of ownership only. (F3) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F6) The shares are held by the Darling Family Trust. |
| 4 | Common | Common Stock | 2026-02-20 | S | D | 6,478 | $29.85 | 86,120 | D by trust | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $30.255. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F3) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F6) The shares are held by the Darling Family Trust. |