Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-03-28 00:00:00 ET · period of report 2024-03-26 · accession 0001561563-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-28 | 2024-03-26 | SCHW | Ellis Stephen A | Dir | A - Grant | $0.00 | +2,165 | 108.6K | +2% | $0 |
| D | 2024-03-28 | 2024-03-26 | SCHW | Ellis Stephen A | Dir | M - OptEx | $27.45 | +2,165 | 7,395 | +41% | +$59.4K |
| D | 2024-03-28 | 2024-03-26 | SCHW | Ellis Stephen A | Dir | M - OptEx | $0.00 | -2,165 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-26 | A | A | 2,165 | $0.00 | 108,574.26 | I | — | — | (F2) Includes 408.6515 shares acquired through dividend reinvestment. (F1) Reflects the contribution of the shares received upon exercise of the option to a revocable trust. |
| 2 | Common | Common Stock | 2024-03-26 | M | A | 2,165 | $27.45 | 7,395 | D by Trust | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a revocable trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2024-03-26 | M | D | 2,165 | $0.00 | 0 | D | $27.45 · — to 2024-04-01 | 2,165 Common Stock | (F3) The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. |