Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-12-19 00:00:00 ET · period of report 2024-12-18 · accession 0001561563-24-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-19 | 2024-12-18 | SCHW | Ellis Stephen A | Dir | M - OptEx | $30.85 | +12.6K | 7,301 | New | +$387.1K |
| DM | 2024-12-19 | 2024-12-18 | SCHW | Ellis Stephen A | Dir | M - OptEx | $0.00 | -12.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-18 | M | A | 8,548 | $31.21 | 7,301 | D | — | — | (F3) Reflects the contribution of 8,548 shares received upon exercise of the option to a revocable trust. |
| 2 | Common | Common Stock | 2024-12-18 | M | A | 1,997 | $30.22 | 7,301 | D | — | — | (F1) Reflects the contribution of 1,997 shares received upon exercise of the option to a revocable trust. |
| 3 | Common | Common Stock | 2024-12-18 | M | A | 2,005 | $29.93 | 7,301 | D | — | — | (F2) Reflects the contribution of 2,005 shares received upon exercise of the option to a revocable trust. |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2024-12-18 | M | D | 8,548 | $0.00 | 0 | D | $31.21 · — to 2025-05-15 | 8,548 Common Stock | (F6) The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |
| 5 | Derivative | Nonqualified Stock Option (right to buy) | 2024-12-18 | M | D | 1,997 | $0.00 | 0 | D | $30.22 · — to 2025-01-02 | 1,997 Common Stock | (F5) The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. |
| 6 | Derivative | Nonqualified Stock Option (right to buy) | 2024-12-18 | M | D | 2,005 | $0.00 | 0 | D | $29.93 · — to 2025-04-01 | 2,005 Common Stock | (F5) The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. |