Form 4 for HASI HA Sustainable Infrastructure Capital, Inc.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-10 · accession 0001561894-21-000121 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-11 | 2021-08-10 | HASI | Rose Nathaniel | EVP, CIO | G - Gift | $0.00 | -7,000 | 151.2K | -4% | $0 | |
| 2021-08-11 | 2021-08-10 | HASI | Rose Nathaniel | EVP, CIO | S - Sale | $59.54 | -10.0K | 158.2K | -6% | -$595.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2021-08-10 | G | D | 7,000 | $0.00 | 151,164 | D | — | — | (F2) Bona Fide Gift. No compensation was given to the donor for the gifting of shares. |
| 2 | Common | Common stock, par value $0.01 per share | 2021-08-10 | S | D | 10,000 | $59.54 | 158,164 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.80, inclusive, on August 10, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |