Form 4 for HASI HA Sustainable Infrastructure Capital, Inc.
Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-09 · accession 0001561894-22-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-11-09 | 2022-11-09 | HASI | Rose Nathaniel | EVP, CIO | P - Purchase | $29.03 | +3,000 | 3,000 | New | +$87.1K |
| 2022-11-09 | 2022-11-09 | HASI | Rose Nathaniel | EVP, CIO | P - Purchase | $28.90 | +7,000 | 148.2K | +5% | +$202.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2022-11-09 | P | A | 3,000 | $29.03 | 3,000 | I | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.02 to $29.03, inclusive, on November 9, 2022. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F3) These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. |
| 2 | Common | Common stock, par value $0.01 per share | 2022-11-09 | P | A | 7,000 | $28.90 | 148,164 | D By spouse | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.90 to $28.96, inclusive, on November 9, 2022. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |