Form 4 for HASI HA Sustainable Infrastructure Capital, Inc.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-13 · accession 0001561894-24-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-09-17 | 2024-09-16 | HASI | Eckel Jeffrey | Executive COB, Dir | J - Other | $0.00 | 0 | 455.2K | New | $0 |
| MI | 2024-09-17 | 2024-09-13+ | HASI | Eckel Jeffrey | Executive COB, Dir | S - Sale | $34.88 | -146.0K | 436.7K | -25% | -$5.09M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2024-09-16 | J | D | 18,450 | $0.00 | 18,450 | I By spouse | — | — | (F3) On September 16, 2024, the reporting person's spouse transferred 18,450 shares into the Jeffrey W. Eckel Revocable Trust. (F4) These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. |
| 2 | Common | Common stock, par value $0.01 per share | 2024-09-16 | J | A | 18,450 | $0.00 | 455,169 | I By Jeffrey W. Eckel Revocable Trust | — | — | (F3) On September 16, 2024, the reporting person's spouse transferred 18,450 shares into the Jeffrey W. Eckel Revocable Trust. (F2) These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. |
| 3 | Common | Common stock, par value $0.01 per share | 2024-09-13 | S | D | 109,670 | $34.92 | 473,049 | I By Jeffrey W. Eckel Revocable Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.75 to $35.07, inclusive, on September 13, 2024. The reporting person undertakes to provide HA Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. |
| 4 | Common | Common stock, par value $0.01 per share | 2024-09-16 | S | D | 36,330 | $34.75 | 436,719 | I By Jeffrey W. Eckel Revocable Trust | — | — | (F2) These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. |