Form 4 for TROW T. Rowe Price
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-29 · accession 0001562180-21-004609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-01 | 2021-06-29 | TROW | MacLellan Robert F. | Dir | A - Grant | $197.79 | +364.07 | 25.9K | +1% | +$72.0K |
| DM | 2021-07-01 | 2014-04-29+ | TROW | MacLellan Robert F. | Dir | A - Grant | $0.00 | +26.4K | 4,370 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-29 | A | A | 35.07 | $197.79 | 25,597.95 | D | — | — | (F1) This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares. |
| 2 | Common | Common Stock | 2021-06-29 | A | A | 329 | $197.79 | 25,926.95 | D | — | — | (F2) Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $197.79 per share, the closing price of TROW shares on June 29, 2021. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant. |
| 3 | Derivative | Stock Option | 2014-10-28 | A | A | 4,370 | $0.00 | 4,370 | D | $76.69 · 2015-04-22 to 2024-10-28 | 4,370 Common Stock | (F3) As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc. |
| 4 | Derivative | Stock Option | 2016-11-01 | A | A | 4,417 | $0.00 | 4,417 | D | $62.85 · 2017-04-25 to 2026-11-01 | 4,417 Common Stock | (F3) As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc. |
| 5 | Derivative | Stock Option | 2016-04-29 | A | A | 4,417 | $0.00 | 4,417 | D | $74.14 · 2017-04-25 to 2026-04-29 | 4,417 Common Stock | (F3) As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc. |
| 6 | Derivative | Stock Option | 2015-10-27 | A | A | 4,417 | $0.00 | 4,417 | D | $72.82 · 2016-04-26 to 2025-10-27 | 4,417 Common Stock | (F3) As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc. |
| 7 | Derivative | Stock Option | 2015-04-27 | A | A | 4,417 | $0.00 | 4,417 | D | $81.14 · 2016-04-26 to 2025-04-27 | 4,417 Common Stock | (F3) As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc. |
| 8 | Derivative | Stock Option | 2014-04-29 | A | A | 4,370 | $0.00 | 4,370 | D | $78.59 · 2015-04-22 to 2024-04-29 | 4,370 Common Stock | (F3) As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc. |