Form 4 for AGNT AGNT, Inc.
Accepted 2021-07-02 00:00:00 ET · period of report 2020-11-24 · accession 0001562180-21-004736 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2020-12-22 | AGNT | SANFORD PENNY | 10% | G - Gift | $0.00 | -12.0K | 28.81M | -0.0% | $0 |
| DM | 2021-07-02 | 2020-11-24+ | AGNT | SANFORD PENNY | 10% | X - OptEx | $1.20 | -748.5K | 28.50M | -3% | -$896.3K |
| DM | 2021-07-02 | 2021-06-30 | AGNT | SANFORD PENNY | 10% | S - Sale+OE | $34.84 | -40.0K | 28.37M | -0.1% | -$1.39M |
| DM | 2021-07-02 | 2020-11-24+ | AGNT | SANFORD PENNY | 10% | X - OptEx | $0.00 | -893.0K | 461.5K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-12-22 | G | D | 12,000 | $0.00 | 28,813,145 | D | — | — | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 2 | Common | Common Stock | 2020-12-30 | X | D | 35,000 | $1.76 | 28,778,145 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 3 | Common | Common Stock | 2021-01-25 | X | D | 115,000 | $1.76 | 28,663,145 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 4 | Common | Common Stock | 2021-02-18 | X | D | 80,000 | $0.88 | 28,583,145 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 5 | Common | Common Stock | 2021-06-04 | X | D | 44,495 | $0.88 | 28,458,650 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 6 | Common | Common Stock | 2021-06-04 | X | D | 44,000 | $0.88 | 28,414,650 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 7 | Common | Common Stock | 2021-06-30 | S | D | 25,352 | $34.59 | 28,389,298 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.06 to $35.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. |
| 8 | Common | Common Stock | 2021-06-30 | S | D | 14,648 | $35.28 | 28,374,650 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.06 to $35.85, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. |
| 9 | Common | Common Stock | 2021-06-30 | X | D | 230,000 | $0.88 | 28,144,650 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. |
| 10 | Common | Common Stock | 2020-11-24 | X | D | 120,000 | $1.76 | 28,825,145 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 11 | Common | Common Stock | 2021-03-12 | X | D | 80,000 | $0.88 | 28,503,145 | D | — | — | (F1) The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person. (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 12 | Derivative | Call Option (obligation to sell) | 2021-02-18 | X | D | 80,000 | $0.00 | 542,990 | D | $0.88 · 2016-07-20 to 2026-07-20 | 80,000 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 13 | Derivative | Call Option (obligation to sell) | 2021-01-25 | X | D | 115,000 | $0.00 | 311,495 | D | $1.76 · 2016-07-20 to 2026-07-20 | 115,000 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 14 | Derivative | Call Option (obligation to sell) | 2021-03-12 | X | D | 80,000 | $0.00 | 462,990 | D | $0.88 · 2016-07-20 to 2026-07-20 | 80,000 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 15 | Derivative | Call Option (obligation to sell) | 2021-03-31 | X | D | 144,495 | $0.00 | 318,495 | D | $0.88 · 2016-07-20 to 2026-07-20 | 144,495 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 16 | Derivative | Call Option (obligation to sell) | 2021-06-04 | X | D | 44,000 | $0.00 | 230,000 | D | $0.88 · 2016-07-20 to 2026-07-20 | 44,000 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 17 | Derivative | Call Option (obligation to sell) | 2021-06-04 | X | D | 44,495 | $0.00 | 274,000 | D | $0.88 · 2016-07-20 to 2026-07-20 | 44,495 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 18 | Derivative | Call Option (obligation to sell) | 2021-06-30 | X | D | 230,000 | $0.00 | 0 | D | $0.88 · 2016-07-20 to 2026-07-20 | 230,000 Common Stock | |
| 19 | Derivative | Call Option (obligation to sell) | 2020-12-30 | X | D | 35,000 | $0.00 | 426,495 | D | $1.76 · 2016-07-20 to 2026-07-20 | 35,000 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |
| 20 | Derivative | Call Option (obligation to sell) | 2020-11-24 | X | D | 120,000 | $0.00 | 461,495 | D | $1.76 · 2016-07-20 to 2026-07-20 | 120,000 Common Stock | (F2) Due to an administrative oversight, the filing was not immediately completed after the date of disposition. |