Form 4 for COO Cooper Companies (The)
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-02 · accession 0001562180-21-004782 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-07-06 | 2021-07-02 | COO | Lindell Jody S | Dir | M - OptEx | $98.45 | +4,500 | 18.0K | +33% | +$443.0K |
| DI | 2021-07-06 | 2021-07-02 | COO | Lindell Jody S | Dir | S - Sale+OE | $405.54 | -4,500 | 13.5K | -25% | -$1.82M |
| D | 2021-07-06 | 2021-04-13 | COO | Lindell Jody S | Dir | G - Gift | $0.00 | -700 | 0 | -100% | $0 |
| DI | 2021-07-06 | 2021-07-02 | COO | Lindell Jody S | Dir | M - OptEx | $0.00 | -4,500 | 0 | -100% | $0 |
| DI | 2021-07-06 | 2021-04-13 | COO | Lindell Jody S | Dir | G - Gift | $0.00 | +700 | 700 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-02 | M | A | 4,500 | $98.45 | 18,043 | I Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated | — | — | |
| 2 | Common | Common Stock | 2021-07-02 | S | D | 4,500 | $405.54 | 13,543 | I Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.4101 to $405.6800. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. |
| 3 | Derivative | Restricted Stock Units | 2021-04-13 | G | D | 700 | $0.00 | 0 | D Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated | $0.00 · 2022-04-01 to — | 700 Common Stock | (F2) RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. (F3) RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
| 4 | Derivative | Non-Employee Director Stock Option (Right to Buy) | 2021-07-02 | M | D | 4,500 | $0.00 | 0 | I Matthews-Lindell Family Trust, Dated July 23, 1991, as amended and restated | $98.45 · 2013-11-01 to 2022-11-01 | 4,500 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2021-04-13 | G | A | 700 | $0.00 | 700 | I | $0.00 · 2022-04-01 to — | 700 Common Stock | (F2) RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. (F3) RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |