Form 4 for SONO Sonos Inc
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-15 · accession 0001562180-21-004969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-16 | 2021-07-15 | SONO | Spence Patrick | CEO, Dir | S - Sale+OE | $33.22 | -65.2K | 340.0K | -16% | -$2.17M |
| D | 2021-07-16 | 2021-07-15 | SONO | Spence Patrick | CEO, Dir | M - OptEx | $4.38 | +98.8K | 340.2K | +41% | +$432.9K |
| D | 2021-07-16 | 2021-07-15 | SONO | Spence Patrick | CEO, Dir | M - OptEx | $0.00 | -98.8K | 395.4K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-15 | S | D | 65,037 | $33.22 | 275,000 | D | — | — | (F2) Represents the weighted average sales price per share. The shares sold at prices ranging from $32.92 to $33.85 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 2 | Common | Common Stock | 2021-07-15 | M | A | 98,844 | $4.38 | 340,237 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-15 | S | D | 200 | $34.02 | 340,037 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-07-15 | M | D | 98,844 | $0.00 | 395,376 | D | $4.38 · — to 2022-10-11 | 98,844 Common Stock | (F4) Column 9 has been updated to reflect the correct number of options beneficially owned following reported transaction under this grant by including 54,046 options reflected on Form 4 filed December 3, 2020. (F3) The stock option is fully vested. |