Form 4 for RGNX REGENXBIO Inc.
Accepted 2021-07-29 00:00:00 ET · period of report 2021-07-27 · accession 0001562180-21-005088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-29 | 2021-07-27 | RGNX | Vasista Vittal | CFO | M - OptEx | $0.85 | +10.0K | 123.6K | +9% | +$8,500 |
| D | 2021-07-29 | 2021-07-27 | RGNX | Vasista Vittal | CFO | M - OptEx | $0.00 | -10.0K | 64.9K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-27 | M | A | 10,000 | $0.85 | 123,640 | D | — | — | |
| 2 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-27 | M | D | 10,000 | $0.00 | 64,900 | D | $0.85 · — to 2024-09-23 | 10,000 Common Stock | (F2) (Continued from footnote 1) Notwithstanding the foregoing, 59,533 shares subject to this option that would otherwise have vested monthly between January 2018 and September 2018 were deemed vested as of December 31, 2015 on January 28, 2016 due to subsequent events. (F1) The previously granted option, representing a right to purchase a total of 424,900 shares, became exercisable as follows: 284,683 of the shares subject to the option are initial shares ("Initial Shares") and 140,217 of the shares subject to the option are contingent shares ("Contingent Shares"). 72,235 of the Initial Shares vested on September 17, 2014, 53,112 of the Initial Shares vested on September 17, 2015 and an additional 4,426 of the Initial Shares vested upon each month of continuous service to the Company thereafter. 25% of the Contingent Shares were deemed vested as of September 17, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vested over four years of service following September 17, 2014, with 25% of the remaining 75% of Contingent Shares having vested on September 17, 2015 and the remaining Contingent Shares having vested in 36 equal monthly installments thereafter. |